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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
UK London, Edinburgh, East Midlands, South East, more...
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1-30 of 523 Jobs Company Location Date
Fund Objectives & Guideline Management - Risk Manager - Asset Management - London/City
Saul & Partners
Salary: £110K Total
UK-London 23 Jul
Fund Objectives & Guideline Management/Risk Manager required by top tier Asset Management firm in the heart of the City, requ...
Head of Capital Strategy, Top UK Bank, London
JP Banking Solutions
Salary: £80k - £100k + bonus + be...
UK-London 23 Jul
Our client is one of the top Commercial banks in the UK and currently have an exciting opportunity to join their dynamic and...
Director of Capital Modelling, Top UK Bank
JP Banking Solutions
Salary: £80k - £100k + bonus + be...
UK-London 23 Jul
Excellent opportunity to work within a Tier 1 Global Retail & Commercial Bank, based in London, within the Capital Strategy t...
Senior Integrity and Compliance Manager
EBRD
Salary: Competitive
UK-London 23 Jul
Role Overview
The primary function of the Senior Integrity and Compliance Manager is as follows: To fully support t...
Fund Administrator
Not Disclosed
Salary: £40,000 + Bonus + Benefit...
UK-London 23 Jul
Our client, a respected investment house is recruiting a Fund Administrator for their London office to play an integral role...
Regulatory Risk Manager - Complex Products & Derivatives
Scottish Widows Investmen...
Salary: Competitive Salary plus B...
UK-Edinburgh 23 Jul
Focusing primarily on current and emerging regulations and risks predominantly in respect of complex products and derivatives...
Regulatory Capital Director - Top UK Bank, London
JP Banking Solutions
Salary: £80k - £100k + bonus + be...
UK-London 23 Jul
An exceptional opportunity has arisen to join a tier 1 bank as a Director of Regulatory Capital, working as part of a dynamic...
Regulatory Oversight for Equities and Capital Markets
Michael Page (Compliance)
Salary: A great package is availa...
UK-London 23 Jul
A group level position carrying out Regulatory Oversight for the London based Head office of an international Banking Firm...
Develop Your Fixed Income Compliance Experience
Joslin Rowe Compliance
Salary: £60,000
UK-London 23 Jul
Fantastic role at leading Investment Bank for a candidate looking to build upon basic Fixed Income compliance experience
Internal Auditor
Recruiters
Salary: €76000 - 82000
UK-London 23 Jul
A leading European Commercial bank based in London is looking for an experienced auditor who has knowledge of UK/German Compl...
Cards Compliance Manager
Citi
Salary: not disclosed
UK-East Midlands 23 Jul
See job description below
Business Development Manager
Alvito Partners
Salary: £50k basic/80k OTE
UK-London 23 Jul
Exciting opportunity for a Business Development Manager with a financial services background to join a rapidly growing compan...
Compliance Officer
CuttingHedge Recruitment
Salary: Highly Competitive
UK-London 22 Jul
This is an excellent opportunity to join a very well established multi strategy Hedge Fund with a proven track record. The fu...
Internal Audit, Compliance, Corporate Governance
Hamilton Caine
Salary: Dependent on experience
UK-London 22 Jul
We currently have a number of opportunities for professionals working in Internal Audit, Compliance, Corporate Governance and...
Financial Controller, Risk and Control Framework
Hamilton Caine
Salary: Excellent
UK-London 22 Jul
Our client is looking for someone to join the Commercial Banking arm of this major financial institution as a senior manager...
ISDA Negotiator
Société Générale - UK
Salary: Competitive
UK-London 22 Jul
We have an exciting opportunity for a dynamic individual to join our Derivatives team in Group Legal in a newly defined role....
Credit Derivatives Lawyer
Société Générale - UK
Salary: Competitive
UK-London 22 Jul
Due to the increase of activities from the London Branch of Societe Generale of complex credit-based solutions, there is a ne...
Assistant Compliance Officer - Private Bank
Société Générale - UK
Salary: Not Displayed
UK-London 22 Jul
To assist the Head of Compliance in providing an expert advisory and monitoring service to enable line management to ensure t...
Commodities Compliance
Lehman Brothers
Salary: Competitive
UK-London 22 Jul
Excellent opportunity to join a growing business area as a senior member of the European Fixed Income Compliance team with re...
In House Lawyer - Retail Bank
PSD Group
Salary: Competitive
UK-London 22 Jul
Banking giant seeks a legal professional to assist as it forges ahead in its plans to increase it’s global reach. Established...
Associate Director, Private Equity role in Fund Management
Pure Recruitment
Salary: Bonus + Benefits
UK-South East 22 Jul
Associate Director, Private Equity/ Venture Capital Fund Management, Kent

They are looking to hire a experienced l...
Op Risk/Compliance Advisor
Hays City
Salary: pension, 25 days holiday,...
UK-London 22 Jul
Working for a Leading Retail Bank based in London within their risk and audit function.
This is an excellent opportunity...
Senior Regulatory Risk Manager
change crs
Salary: £Excellent
UK-Edinburgh 21 Jul
Focusing primarily on current and emerging regulations and risks this role is based in one of the top Investment Management F...
Assistant Director, Corporate Governance
Hamilton Caine
Salary: Competitive, with benefit...
UK-London 21 Jul
One of the UK's largest investment managers is looking for a fluent Japanese speaker to join its active shareholder service.
Excellent Change and Financial Services Experts Required
PricewaterhouseCoopers LL...
Salary: Competitive
UK-London 21 Jul
Are you at the top of your game ?

Are you a high performer with a passion for client delivery? Do you po...

Senior Trust Administrator – London – Offshore Trust
CML Offshore Recruitment
Salary: Totally Negotiable
UK-London 21 Jul
Superb opportunity for a Senior Trust Administrator / Company Secretary to join a boutique Wealth Management firm who focus o...
Senior Enterprise Risk and Compliance Manager
Investit
Salary: Competitive
UK-London 21 Jul
Our client is a specialist investment manager, focused on high performance and absolute return products, including hedge fund...
Legal Counsel
Genworth Financial Inc
Salary: Competitve + bonus + bene...
UK-London 21 Jul
Responsible for day to day legal support of the corporate structure and corporate governance infrastructure for all areas of...
Compliace Officer - Designate Alternative Asset Management
Not Disclosed
Salary: £50-80,000
UK-London 21 Jul
A wonderful opportunity to join a dynamic niche global alternative asset manager
Compliance Director - Institutional Sales & Trading Surveillance
Joslin Rowe Compliance
Salary: £Highly Competitive
UK-London 21 Jul
A Director position within one of the world's most prestigious investment banks
Jobs: Compliance / Legal (1-30 of 523 Jobs)
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